Registered Funds Associate Attorney

Registered Funds Associate Attorney

Location: San Francisco, CA

Our client, a leading global AmLaw 50 law firm, is seeking a talented Registered Funds Associate Attorney to join their well-established Financial Services group. Renowned for providing counsel to prominent financial services firms, asset managers, and investment funds, this group represents clients from start-ups and boutique operations to some of the largest financial institutions globally. Recognized as a top-tier law firm in investment fund services by industry publications like Chambers USA.

Candidate Profile:

• JD from a top-tier law school with a strong academic record.
• Active Bar Admission in California.
• 3-6 years of substantive experience in registered investment companies.
• Familiarity with the Investment Company Act and Investment Advisers Act is necessary.
• Exposure to exchange-traded funds, variable insurance products, business development companies, investment advisers, or commodities is advantageous.
• Preference for candidates with prior experience in a large law firm, in-house, or a regulatory agency.

Key Responsibilities

• Advise clients on complex issues relating to registered investment companies, supporting a diverse client base that includes start-ups, boutique firms, and global financial institutions.
• Provide counsel on regulatory compliance with the Investment Company Act and Investment Advisers Act, and other pertinent regulations.
• Draft, review, and negotiate fund documentation, disclosures, and other relevant materials for mutual funds, exchange-traded funds, and other investment products.
• Collaborate with cross-functional teams to manage client engagements, contributing legal insight and strategic guidance across a variety of fund structures and transactions.
• Stay abreast of emerging trends in the financial services industry to proactively identify client opportunities and address challenges.

Why Join?

The role offers a competitive starting salary of $260,000+, commensurate with class year and experience. Joining this team offers the opportunity to work at the forefront of registered funds and investment management law, with a client roster featuring both emerging firms and established institutions. The firm offers a robust benefits package, including health, dental, and vision insurance, generous parental leave, family care support, a 401(k) plan, and other valuable perks. Associates benefit from a supportive, collaborative culture that values professional development and provides resources for career advancement. 

Application Requirements

Interested candidates should submit a cover letter, resume, and law school transcript.

Note to California candidates:

Our client has adopted the California Privacy Notice to comply with the California Consumer Privacy Act, Cal. Civ. Code §§ 1798.100 et seq. (“CCPA”). Please take the time to read and understand this California Privacy Notice before submitting your information to us.